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Regulation NMS
Results: 1042

#	Item
871	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]August 2, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivenes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-03 09:13:26 Stock market United States Securities and Exchange Commission United States securities law Financial markets Short selling Securities Exchange Act Chicago Board Options Exchange Regulation NMS Order Financial economics Finance Investment
872	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR- BATS[removed]November 27, 2013 Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change to Amend Rule 12.6 to Con Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-27 17:08:51 Investment Financial system Stock market Financial markets Financial Industry Regulatory Authority Securities Exchange Act Regulation NMS Broker-dealer Order Financial economics United States securities law United States Securities and Exchange Commission
873	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]September 26, 2013 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 08:54:03 Economy of the United States Business Financial economics 73rd United States Congress Chicago Stock Exchange Financial regulation Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Self-regulatory organizations
874	February 4, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-05 08:51:59 Business Investment Finance United States Securities and Exchange Commission Regulation NMS Order Payment for order flow Public company Short Financial economics Financial markets Stock market
875	Comment on S7[removed]and S7-40-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-03 15:38:02 Self-regulatory organizations Business Financial system United States Securities and Exchange Commission Financial Industry Regulatory Authority Financial markets Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS United States securities law Financial regulation Financial economics
876	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Nasdaq’s Minimum Pricing Increment Rules; Rel. No[removed], File No. SR-NASD[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-23 14:52:58 United States Securities and Exchange Commission Finance Stock market United States securities law NASDAQ Regulation NMS Order Securities Exchange Act Market maker Financial markets Financial economics Investment
877	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]August 27, 2013 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fourth Amendment to the National Market System Plan to Ad Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-28 08:10:01 Investment United States Securities and Exchange Commission NYSE Euronext Self-regulatory organizations Regulation NMS Chicago Stock Exchange Order Securities Exchange Act National market system plan Financial economics Economy of the United States Financial markets
878	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-29 11:03:43 Financial markets Finance United States Securities and Exchange Commission Order Regulation NMS Algorithmic trading Securities Exchange Act National best bid and offer Electronic trading Stock market Financial economics Investment
879	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-18 10:06:18 Economy of the United States Investment Self-regulatory organizations Financial markets NASDAQ Securities Exchange Act Financial Industry Regulatory Authority Regulation NMS Market maker United States securities law United States Securities and Exchange Commission Financial economics
880	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]December 22, 2011 Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-27 08:56:55 Stock market Investment 73rd United States Congress United States securities law National best bid and offer Securities Exchange Act Regulation NMS Finance Order United States Securities and Exchange Commission Financial markets Financial economics

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